Our Team
Adam Neubauer is a Wealth Management Advisor with Neubauer Fox Financial and the Goris Agency at Northwestern Mutual in Greater Chicago. He joined Northwestern Mutual as an intern in 2000 and took a full-time contract in 2001 after discovering his passion for helping people plan for their future. Adam’s areas of expertise consist of: investment services, retirement & business planning, life, disability & long-term care insurance, annuities & education planning.
He has won numerous awards for his career production including the National Quality Award and #1 in his agency for calendar year 2017. Adam has qualified for The Northwestern Mutual Forum eight times. Adam’s overall goal is the help people define, build and enjoy prosperous lives.
Adam has been a member of the Million Dollar Round Table since 2003 and has reached both lifetime member and Top of the Table for the past several years. Adam has a Bachelor of Science degree in Business Finance from The University of Illinois at Chicago.
Adam resides in Summerlin, NV with his wife Meredith, four children Emma, Lila, Noah & Jonah and three dogs Roxy, Max & Hava.
He enjoys spending time with family traveling across the country in his motorhome as well as hiking, mountain biking, dirt bike riding, playing golf, tennis, and coaching local youth soccer.
Ken started his financial advisor career with R. W. Baird and Co., in 1985, joining Northwestern Mutual in 2003. Prior to his career as a Wealth Management Advisor, Ken practiced business law with his J.D. degree from Syracuse University. He felt the need for a career he was passionate about, which included helping people plan for their financial future. Those are the reasons he was drawn to Northwestern Mutual. Ken was confident that with his broad educational background, hard work, and his people skills, he could make a career change work. Ken focuses on building long-term relationships based on integrity, knowledge, and commitment.
Along with his 1982 law degree, Ken has a Bachelor of Arts degree, in Risk and Insurance Management, from Michigan State University making him a lifelong passionate Spartan! He has been married to his wife, Rosalyn, since 1982. They have two adult daughters, Natalie and Laine and an adorable pup name Rubie. Ken is also the proud grandfather to Landon and Colt.
In his free time, Ken enjoys scuba diving, reading, Chicago theater, live music, golf and baseball. He is a current member, and past president, of the Executives Guild and Trustee of the Buffalo Grove Police Pension Board, for 14 years.
Danny joined our team in 2018. He has over 25 years of client service experience in the hospitality and management industry and was previously a General Manager. Danny is here to assist in providing a warm and inviting experience by helping the families and business we work with.
Danny is a Financial Advisor who holds his life, accident & health license, series 7 & 63 registrations. We are very delighted and fortunate to have Danny on our team. Danny lives in Libertyville with his wife Mary and daughter Briella. When Danny is not working you will most definitely find him on the golf course.
Tracy joined our team in March, 2007. She graduated from The University of Arizona with a Bachelor of Science in Retail and Consumer Studies. Tracy has a high level of interest in customer service with over 30 years of experience in the industry. Her goals include being a critical part of the team that makes your experience with Neubauer Fox Financial and Northwestern Mutual the very best. Tracy holds her life, accident & health license and assists with our team’s day-to-day operations, workflow, scheduling appointments, client communication, marketing, and client events among several other areas as well.
Tracy resides in Northbrook with her husband AJ, three daughters, twins Sammie & Maddie, and Zoey as well as her dog Sprocket. As a high school varsity tennis player, Tracy is very passionate about the sport and can often be found on the tennis court even in the unpredictable Chicago weather.
Mike joined Northwestern Mutual in 2017 & the Neubauer Fox Financial team in 2022. He comes to us with experience both as a previous financial advisor, and in the financial client service industry. Mike graduated from the Wheaton College with a bachelor’s degree in Political Science. Mike holds his life, accident and health license along with his Series 7 & 63.
Mike lives in Joliet with his wife Hannah, daughter, Annie and dog Nico. In his free time he enjoys watching and playing sports, kayaking, reading and spending time with friends & family.
Hope has been with Northwestern Mutual since 2013 and serves as our Investment & Planning Associate. In this role, Hope helps deliver financial security to our clients by developing personalized financial plans based on our client's specific goals. Hope is an Associate Wealth Management Advisor who holds her life, accident & health license, series 7 & 63 licenses.
Hope resides in the heart of Downtown Chicago and has a degree in Political Science from Trinity College.
Drew joined Northwestern Mutual in January 2019. Prior to the start of his career with Northwestern Mutual, Drew was a Sales & Marketing Operations Manager for eight years.
Drew has his Bachelor Degree in Computer Science from Northern Illinois University and a Masters Degree in Management from the Lake Forest Graduate School of Management. He is licensed in life, accident & health and holds his series 6, 63 and 7 investment licenses. Drew resides in Vernon Hills with his wife Julie and has two adult twin boys Dan & Scott and a granddaughter, Gabriella.
Rosalyn, aka “Roz”, has been with Northwestern Mutual since 2015. She is a retired Audiologist, with a M.A. from Michigan State University, where she met her husband Ken, of 40 years. A scientist, at heart, her professional career includes working for hospitals, ENT and Ophthalmology practices, as well as Lurie Children’s Hospital.
Her past experience includes personal assistant to a busy mortgage broker, where she was able to expand her knowledge in a completely different field. Because she enjoys working, learning, and contributing to a team environment, her addition to Neubauer Fox Financial has been a welcomed experience. Outside of work, Roz’s hobbies include birding, reading, gardening, walking, jewelry making, travel, as well as spending time with the family she shares with Ken, including her two grandsons.
Nicole joined the Neubauer Fox Financial team in May 2022 upon graduating from Dominican University, Rosary College of Arts and Sciences with a Bachelor of Science in Natural Sciences. Her past work experience includes a Welcome and Information Desk Agent at Dominican University, Student Teacher at the Childhood Education Center, Greenhouse Assistant and Beekeeper. Nicole is also experienced in natural resource management and customer service relations.
Nicole has her life, accident and health licenses. In her free time you can find her on the beaches of Chicago off Lake Michigan, making pottery, walking and keeping in touch with her family in Delaware, where she is from.
